Legal Notices

1. Company Information

2. Regulatory Status

Our shares are listed on the Aquis Stock Exchange, which is a UK Recognised Investment Exchange. However, this listing does not constitute endorsement or approval of our investment activities by any regulatory body.

3. Investment Risk Warnings

4. No Investment Advice

Information on this website does not constitute investment advice or a personal recommendation. We do not assess the suitability of any investment for individual circumstances.

You should:

• Conduct your own due diligence and research before making investment decisions
• Seek independent financial, legal, and tax advice from qualified professionals
• Consider your investment objectives, risk tolerance, and financial circumstances
• Read all relevant offering documents, prospectuses, and regulatory filings
• Understand that you are responsible for your own investment decisions

5. Forward-Looking Statements

This website may contain forward-looking statements regarding:

• Future business plans and investment strategies
• Expected market conditions and commodity trends
• Anticipated performance of portfolio companies
• Projected developments in natural resources sectors

Forward-looking statements are based on current expectations and assumptions and are subject to risks, uncertainties, and other factors. Actual results may differ materially from those expressed or implied.

We undertake no obligation to update or revise forward-looking statements to reflect changed assumptions, unexpected events, or changes to projections.

6. Information Sources and Third-Party Data

Information on this website may be derived from:

• Publicly available sources including company announcements and regulatory filings
• Third-party research providers and market data services
• Industry publications and commodity pricing services
• Management estimates and internal analysis

While we believe information from these sources to be reliable, we do not independently verify all third-party data and make no representations as to its accuracy or completeness. Information may be subject to change without notice.

7. No Guarantee of Performance

Nothing on this website should be construed as:

• A guarantee, promise, or assurance of investment returns
• A projection of future performance or profitability
• A statement that past performance will be repeated
• An indication that any investment strategy will be successful
• A warranty regarding the accuracy of forecasts or estimates

8. Restricted Jurisdictions

This website is directed at persons in the United Kingdom. Information on this website may not be appropriate for distribution or use in certain jurisdictions.

Important Restrictions:

• This website is not intended for US persons as defined under US securities laws
• Securities mentioned on this website have not been registered under the US Securities Act of 1933
• We do not offer securities or investment services in jurisdictions where such offers would be unlawful
• It is your responsibility to ensure compliance with local laws and regulations

9. Conflicts of Interest

Hot Rocks Investments may have financial interests in companies discussed on this website. Directors, officers, and associates may:

• Hold personal investments in portfolio companies or related entities
• Serve on boards of directors of portfolio companies
• Have business relationships with companies in the natural resources sector
• Receive compensation or fees from portfolio companies

10. Market Abuse and Insider Dealing

Hot Rocks Investments is committed to maintaining the highest standards of market conduct. We have policies and procedures in place to prevent:

• Market manipulation and abuse
• Insider dealing and improper use of inside information
• Unlawful disclosure of inside information
• Market distortion and misleading statements

All directors, officers, and employees are subject to dealing restrictions and insider trading policies in compliance with UK Market Abuse Regulation (MAR).

11. Environmental, Social, and Governance (ESG)

While we consider ESG factors in our investment process, statements regarding ESG practices, sustainability, or environmental impact should not be interpreted as:

• Guarantees of specific ESG outcomes or achievements
• Comprehensive assessments of all ESG risks
• Promises that portfolio companies will maintain certain ESG standards
• Assurances that investments will meet specific sustainability criteria

ESG assessments involve subjective judgments and may vary based on methodology and available information.

12. Intellectual Property

All content on this website, including text, graphics, logos, images, and software, is the property of Hot Rocks Investments or its licensors and is protected by copyright, trademark, and other intellectual property laws.

Unauthorized reproduction, distribution, modification, or commercial use of website content is strictly prohibited without written consent.

13. Website Security

While we implement reasonable security measures, we cannot guarantee:

• Complete security of data transmitted over the internet
• Protection against all cyber threats, hacking attempts, or unauthorized access
• Absence of viruses, malware, or other harmful components
• Uninterrupted or error-free website operation

You are responsible for implementing appropriate security measures on your devices and for any consequences of unauthorized access to your accounts.

14. Limitation of Liability

To the fullest extent permitted by law, Hot Rocks Investments shall not be liable for any losses, damages, or expenses arising from:

• Use of or reliance on information on this website
• Investment decisions made based on website content
• Errors, omissions, or inaccuracies in information
• Website downtime, technical failures, or interruptions
• Unauthorized access to or alteration of data
• Third-party content or linked websites

15. Governing Law

These legal notices and all matters relating to this website shall be governed by and construed in accordance with the laws of England and Wales. The courts of England and Wales shall have exclusive jurisdiction over any disputes.

16. Contact for Legal Matters

For legal inquiries, regulatory matters, or questions regarding these notices, please contact: